Filing Details
- Accession Number:
- 0001209191-16-148932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-08 18:35:20
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-08
- Accepted Time:
- 2016-11-08 18:35:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484504 | Gigamon Inc. | GIMO | Services-Computer Processing & Data Preparation (7374) | 263963351 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577354 | Shehzad Merchant | C/O Gigamon Inc. 3300 Olcott Street Santa Clara CA 95054 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-07 | 5,208 | $14.70 | 70,876 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-07 | 3,125 | $21.44 | 74,001 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-07 | 9,580 | $30.51 | 83,581 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-07 | 17,913 | $57.14 | 65,668 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-07 | 5,208 | $0.00 | 5,208 | $14.70 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-07 | 3,125 | $0.00 | 3,125 | $21.44 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-07 | 9,580 | $0.00 | 9,580 | $30.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,681 | 2023-04-30 | No | 4 | M | Direct | |
| 29,167 | 2022-02-17 | No | 4 | M | Direct | |
| 4,791 | 2024-02-14 | No | 4 | M | Direct |
Footnotes
- The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $57.05 to $57.35 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- 25% of the option shares vested on March 29, 2014 and the remaining shares vest in 36 equal monthly installments thereafter.
- 25% of the option shares vested on February 17, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.
- 25% of the option shares vested on February 14, 2015 and the remaining shares vest in 36 equal monthly installments thereafter.
Billionaire Hedge Funds
