Filing Details
- Accession Number:
- 0001209191-16-148929
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-08 18:14:09
- Reporting Period:
- 2016-11-08
- Filing Date:
- 2016-11-08
- Accepted Time:
- 2016-11-08 18:14:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1047127 | Amkor Technology Inc. | AMKR | Semiconductors & Related Devices (3674) | 231722724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1443674 | Douglas Stephen Kelley | 2045 East Innovation Circle Tempe AZ 85284 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-04 | 100,000 | $4.50 | 448,843 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-04 | 100,000 | $10.45 | 348,843 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-11-07 | 100,000 | $4.50 | 448,843 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-07 | 100,000 | $10.89 | 348,843 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-08 | 21,563 | $11.24 | 327,280 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Amkor Technology, Inc., Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-09-14 | 42,579 | $0.00 | 42,579 | $4.50 |
Amkor Technology, Inc., Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-11-04 | 100,000 | $0.00 | 100,000 | $4.50 |
Amkor Technology, Inc.,Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-11-07 | 100,000 | $0.00 | 100,000 | $4.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
507,421 | 2014-05-08 | 2023-05-08 | No | 4 | M | Direct |
407,421 | 2014-05-08 | 2023-05-08 | No | 4 | M | Direct |
307,421 | 2014-05-08 | 2023-05-08 | No | 4 | M | Direct |
Footnotes
- Also reflects the August 22, 2016 transfer of 5,822 shares to Mr. Kelley's ex-spouse pursuant to the terms of a qualified domestic relations order.
- The price reported in Column 4 is a weighted average. Shares sold in multiple transactions at prices from 10.42 to 10.50.
- The price reported in Column 4 is a weighted average. Shares sold in multiple transactions at prices from 10.86 to 10.94.
- The option grant vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.