Filing Details
- Accession Number:
- 0001216337-16-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-08 15:12:56
- Reporting Period:
- 2016-11-04
- Filing Date:
- 2016-11-08
- Accepted Time:
- 2016-11-08 15:12:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156388 | Big 5 Sporting Goods Corp | BGFV | Retail-Miscellaneous Shopping Goods Stores (5940) | 954388794 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1280082 | Holden Jennifer Dunbar | C/O Big 5 Sporting Goods Corporation 2525 East El Segundo Blvd. El Segundo CA 90245 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2016-11-04 | 3,000 | $13.17 | 27,547 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2016-11-04 | 3,000 | $13.00 | 30,547 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2016-11-04 | 3,000 | $8.26 | 33,547 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2016-11-04 | 3,000 | $6.33 | 36,547 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2016-11-04 | 1,500 | $11.93 | 38,047 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2016-11-04 | 13,500 | $17.55 | 24,547 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2016-11-04 | 3,000 | $0.00 | 3,000 | $13.17 |
Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2016-11-04 | 3,000 | $0.00 | 3,000 | $13.00 |
Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2016-11-04 | 3,000 | $0.00 | 3,000 | $8.26 |
Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2016-11-04 | 3,000 | $0.00 | 3,000 | $6.33 |
Common Stock, Par Value $.01 | Employee Stock Option (right to buy) | Disposition | 2016-11-04 | 1,500 | $0.00 | 1,500 | $11.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-06-09 | No | 4 | M | Direct | |
0 | 2020-06-09 | No | 4 | M | Direct | |
0 | 2021-06-14 | No | 4 | M | Direct | |
0 | 2022-06-12 | No | 4 | M | Direct | |
1,500 | 2024-06-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 | 19,143 | Indirect | By the Lilac II Trust dated June 28, 2000 |
Footnotes
- Represents the weighted average sale price for multiple transactions at prices ranging from $17.475 to $17.60 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These shares are owned indirectly by the reporting person as Trustee of the Lilac II Trust.
- These options were granted on June 9, 2009, and vested in four equal annual installments, with the final vesting date being June 9, 2013.
- These options were granted on June 9, 2010, and vested in four equal annual installments, with the final vesting date being June 9, 2014.
- These options were granted on June 14, 2011, and vested in four equal annual installments, with the final vesting date being June 14, 2015.
- These options were granted on June 12, 2012, and vested in four equal annual installments, with the final vesting date being June 12, 2016.
- These options were granted on June 5, 2014, and vest or vested in four equal annual installments, with the final vesting date being June 5, 2018.