Filing Details
- Accession Number:
- 0001638599-16-001511
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-08 14:45:56
- Reporting Period:
- 2016-11-07
- Filing Date:
- 2016-11-08
- Accepted Time:
- 2016-11-08 14:45:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1487428 | Horizon Technology Finance Corp | HRZN | () | 272114934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1503748 | Jr. D. Robert Pomeroy | 312 Farmington Avenue Farmington CT 06032 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-07 | 4,000 | $10.50 | 62,117 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-11-07 | 225 | $10.49 | 1,306 | No | 4 | P | Indirect | As custodian for grandchildren |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | As custodian for grandchildren |
Billionaire Hedge Funds
