Filing Details

Accession Number:
0001437749-16-041363
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-08 12:57:32
Reporting Period:
2016-11-04
Filing Date:
2016-11-08
Accepted Time:
2016-11-08 12:57:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515069 Carroll Bancorp Inc. CROL State Commercial Banks (6022) 275463184
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528250 J. Russell Grimes 1321 Liberty Road
Sykesville MD 21784
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-04 32 $15.96 8,881 No 4 P Direct
Common Stock Acquisiton 2016-11-04 31 $16.00 16,218 No 4 P Indirect by IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect by IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,674 Indirect by spouse
Common Stock 88 Indirect by children
Common Stock 1,295 Indirect by ESOP
Common Stock 6,624 Indirect as trustee
Footnotes
  1. Shares of stock allocated from the ESOP
  2. Represents unallocated ESOP shares as a percentage of shares allocated to a trustee.