Filing Details
- Accession Number:
- 0001437749-16-041363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-08 12:57:32
- Reporting Period:
- 2016-11-04
- Filing Date:
- 2016-11-08
- Accepted Time:
- 2016-11-08 12:57:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515069 | Carroll Bancorp Inc. | CROL | State Commercial Banks (6022) | 275463184 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528250 | J. Russell Grimes | 1321 Liberty Road Sykesville MD 21784 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-04 | 32 | $15.96 | 8,881 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-04 | 31 | $16.00 | 16,218 | No | 4 | P | Indirect | by IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | by IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,674 | Indirect | by spouse |
Common Stock | 88 | Indirect | by children |
Common Stock | 1,295 | Indirect | by ESOP |
Common Stock | 6,624 | Indirect | as trustee |
Footnotes
- Shares of stock allocated from the ESOP
- Represents unallocated ESOP shares as a percentage of shares allocated to a trustee.