Filing Details
- Accession Number:
- 0001104659-16-155447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-08 12:15:38
- Reporting Period:
- 2016-11-04
- Filing Date:
- 2016-11-08
- Accepted Time:
- 2016-11-08 12:15:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496099 | New Mountain Finance Corp | NMFC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018327 | B Steven Klinsky | C/O New Mountain Capital, L.l.c. 787 7Th Avenue, 49Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-04 | 82,122 | $13.30 | 5,061,864 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-07 | 73,602 | $13.45 | 5,135,466 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 820,266 | Indirect | See FootNote |
Common Stock | 144,046 | Indirect | See FootNote |
Footnotes
- The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased
- The Steven B. Klinsky Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.