Filing Details
- Accession Number:
- 0001127602-16-066330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-08 11:09:59
- Reporting Period:
- 2016-11-04
- Filing Date:
- 2016-11-08
- Accepted Time:
- 2016-11-08 11:09:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822662 | Fidelity Southern Corp | LION | State Commercial Banks (6022) | 581416811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256289 | Iii Clyde W Shepherd | 3490 Piedmont Road Suite 1550 Atlanta GA 30305 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2016-11-04 | 209 | $19.16 | 290,190 | No | 4 | P | Direct | |
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2016-11-04 | 365 | $19.16 | 289,981 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | 2,078 | Indirect | By Child - Wm Clyde S Shepherd |
| Fidelity Southern Corporation - Common Stock | 39,998 | Indirect | By Family Foundation |
| Fidelity Southern Corporation - Common Stock | 5,784 | Indirect | By Family Partnership |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $6.15 | 2013-01-19 | 2017-01-19 | 6,666 | 6,666 | Direct |
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $15.56 | 2015-01-23 | 2019-01-23 | 6,000 | 6,000 | Direct |
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $17.87 | 2017-01-21 | 2021-01-21 | 10,000 | 10,000 | Direct |
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $16.82 | 2016-03-19 | 2020-03-19 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-19 | 6,666 | 6,666 | Direct |
| 2019-01-23 | 6,000 | 6,000 | Direct |
| 2021-01-21 | 10,000 | 10,000 | Direct |
| 2020-03-19 | 10,000 | 10,000 | Direct |
Footnotes
- Shares awarded for service as a Director during the previous month.
- Exercisable: 1/3 on 1/19/13; 1/3 on 1/19/14; 1/3 on 1/19/15
- Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017
- Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019
- Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18
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