Home > Insider Trading > Filing (0001209191-16-148618)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927003	Advanced Energy Industries Inc	AEIS	Electronic Components, Nec (3679)	840846841

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1254354	M Thomas Rohrs	1625 Sharp Point Drive Fort Collins CO 80525		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-03	4,000	$47.82	30,750	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Sale in accordance with 10b5-1 trading plan.
The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from 47.36 to 48.52. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Mr. Rohrs has been granted a total of 87,000 RSUs in eleven grants: (A) 5,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008;(D) 6,000 RSUs granted on May 6, 2009 and (E) 6,000 RSUs granted on May 4, 2010. These RSUs (A-E)vest in vest annually in four equal installments beginning 1 year after grant date. (F) 8,000 RSUs granted on May 4, 2011; (G) 8,000 RSUs granted on May 2, 2012; (H) 8,000 RSUs granted on May 1, 2013; (I) 8,000 RSUs granted on May 7, 2014; (J) 8,000 RSUs granted on May 7, 2015; (K) 8,000 RSUs granted on May 5, 2016. These RSUs (F-K) vested 100% on the first anniversary of the grant date. As of this filing Mr. Rohrs holds 22,750 shares in street name.