Filing Details
- Accession Number:
- 0001179110-16-031279
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-07 14:58:15
- Reporting Period:
- 2016-11-04
- Filing Date:
- 2016-11-07
- Accepted Time:
- 2016-11-07 14:58:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391461 | Advent Claymore Convertible Securities & Income Fund Ii | AGC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251344 | L Gerald Seizert | 227 W. Monroe Street 7Th Floor Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-04 | 6,000 | $5.35 | 28,203 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-04 | 2,000 | $5.35 | 2,000 | No | 4 | P | Indirect | Candace Seizert Trust |
Common Stock | Acquisiton | 2016-11-04 | 8,000 | $5.35 | 14,000 | No | 4 | P | Indirect | C & P Seizert Trustees GLS Irrev. Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Candace Seizert Trust |
No | 4 | P | Indirect | C & P Seizert Trustees GLS Irrev. Trust |
Footnotes
- Mr. Seizert has direct and indirect control of an aggregate amount of shares totaling 28,203 in Direct Ownership and 16,000 in Indirect Ownership.