Filing Details
- Accession Number:
- 0001179110-16-031278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-07 14:51:49
- Reporting Period:
- 2016-11-04
- Filing Date:
- 2016-11-07
- Accepted Time:
- 2016-11-07 14:51:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1219120 | Advent Claymore Convertible Securities & Income Fund | AVK | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251344 | L Gerald Seizert | 227 W. Monroe Street 7Th Floor Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-04 | 3,600 | $13.42 | 8,629 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-04 | 200 | $13.42 | 8,829 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-04 | 200 | $13.43 | 9,029 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-11-04 | 1,000 | $13.42 | 1,029 | No | 4 | P | Indirect | Candace Seizert Trust |
Common Stock | Acquisiton | 2016-11-04 | 5,000 | $13.42 | 15,659 | No | 4 | P | Indirect | C & P Seizert Trustees GLS Irrev. Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Candace Seizert Trust |
No | 4 | P | Indirect | C & P Seizert Trustees GLS Irrev. Trust |
Footnotes
- Mr. Seizert has direct and indirect control of an aggregate amount of shares totaling 9,029 in Direct Ownership and 16,688 in Indirect Ownership.