Filing Details
- Accession Number:
- 0001209191-16-148563
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-07 14:45:02
- Reporting Period:
- 2016-11-03
- Filing Date:
- 2016-11-07
- Accepted Time:
- 2016-11-07 14:45:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492633 | Nielsen Holdings Plc | NLSN | Services-Business Services, Nec (7389) | 980662038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1538738 | Arvin Kash | C/O Nielsen Holdings Plc 85 Broad Street New York NY 10004 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-03 | 4,500 | $36.56 | 47,376 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-03 | 8,648 | $30.19 | 56,024 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-03 | 95,000 | $27.98 | 151,024 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-03 | 120,196 | $43.96 | 30,828 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock (right to buy) | Disposition | 2016-11-03 | 4,500 | $0.00 | 4,500 | $36.56 |
| Common Stock | Options to Purchase Common Stock (right to buy) | Disposition | 2016-11-03 | 8,648 | $0.00 | 8,648 | $30.19 |
| Common Stock | Options to Purchase Common Stock (right to buy) | Disposition | 2016-11-03 | 95,000 | $0.00 | 95,000 | $27.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,500 | 2020-09-25 | No | 4 | M | Direct | |
| 0 | 2018-05-11 | No | 4 | M | Direct | |
| 0 | 2019-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 37,104 | Indirect | By Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.69 to $44.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- These securities are held by a trust for the benefit of the Reporting Person's daughter over which the Reporting Person may have investment discretion. The Reporting Person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.
- Represents options to purchase shares of common stock of the Issuer, of which 13,500 vested. The remaining 4,500 options will vest on September 25, 2017.
- These options to purchase shares of common stock are currently vested and exercisable.
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