Filing Details
- Accession Number:
- 0001140361-16-084988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-07 11:40:34
- Reporting Period:
- 2016-11-03
- Filing Date:
- 2016-11-07
- Accepted Time:
- 2016-11-07 11:40:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 943819 | Resmed Inc | RMD | Surgical & Medical Instruments & Apparatus (3841) | 980152841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196723 | David Pendarvis | Resmed Inc. 9001 Spectrum Center Blvd. San Diego CA 92123 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Resmed Common Stock | Acquisiton | 2016-11-03 | 6,033 | $33.70 | 87,306 | No | 4 | M | Direct | |
| Resmed Common Stock | Disposition | 2016-11-03 | 6,033 | $57.79 | 81,273 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Resmed Common Stock | ResMed Common Stock Options | Disposition | 2016-11-03 | 6,033 | $0.00 | 6,033 | $33.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-11-11 | 2017-11-11 | No | 4 | M | Direct |
Footnotes
- The transaction was conducted under a Rule 10b5-1 plan.
- Includes 212 shares of ResMed stock purchased on October, 31 2016, through the ResMed Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $57.73 to $57.81. The price reported above reflects the weighted average sale price.
- Represents date options first became exercisable. Options vest 1/4 per year.
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