Filing Details

Accession Number:
0001493152-16-014554
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-07 10:14:14
Reporting Period:
2016-11-03
Filing Date:
2016-11-07
Accepted Time:
2016-11-07 10:14:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 701 Brickell Avenue
Suite 1550
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-11-03 381 $1.68 60,575 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-03 452 $1.58 61,027 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-04 800 $1.50 61,827 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct