Filing Details
- Accession Number:
- 0001209191-16-148513
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-04 21:47:45
- Reporting Period:
- 2016-11-02
- Filing Date:
- 2016-11-04
- Accepted Time:
- 2016-11-04 21:47:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1370702 | Quantenna Communications Inc | QTNA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008463 | Bu Lip Tan | C/O Quantenna Communications, Inc. 3450 W. Warren Avenue Fremont CA 94538 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-02 | 10,000 | $16.00 | 10,000 | No | 4 | P | Indirect | By trust |
Common Stock | Acquisiton | 2016-11-02 | 294,757 | $0.00 | 294,757 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2016-11-02 | 294,757 | $0.00 | 294,757 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By trust |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series G Preferred Stock | Disposition | 2016-11-02 | 294,757 | $0.00 | 294,757 | $0.00 |
Common Stock | Series G Preferred Stock | Disposition | 2016-11-02 | 294,757 | $0.00 | 294,757 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Represents a purchase from the underwriters pursuant to participation in the directed share program in connection with the initial public offering of the Issuer's Common Stock.
- Shares held by Lip-Bu Tan and Ysa Loo, TTEES, FBO Lip-Bu Tan and Ysa Loo Trust DTD 2/3/1992.
- The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- Shares held by China Walden Venture Investments II, L.P. ("CWVI II"). The general partner of CWVI II is China Walden Venture Investment II G.P., Ltd. ("CWVI II GP"). Lip-Bu Tan and Hing Wong are members of the investment committee of CWVI II GP and share voting and investment power with respect to the shares held by CWVI II.
- Shares held by WRV II, L.P. ("WRV II"). The general partner for WRV II is WRV GP II, LLC ("WRV II GP"). Lip-Bu Tan, Michael Marks, and Nicholas Braithwaite are members of the investment committee of WRV II GP and share voting and investment power with respect to the shares held by WRV II.