Filing Details
- Accession Number:
- 0001209191-16-148499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-04 18:58:04
- Reporting Period:
- 2016-11-03
- Filing Date:
- 2016-11-04
- Accepted Time:
- 2016-11-04 18:58:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1512673 | Square Inc. | SQ | Services-Prepackaged Software (7372) | 800429876 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1658465 | Francoise Brougher | 1455 Market Street Suite 600 San Francisco CA 94103 | Business Lead | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-11-03 | 165,110 | $0.00 | 265,243 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2016-11-03 | 165,110 | $12.00 | 100,133 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-04 | 7,967 | $0.00 | 108,100 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2016-11-04 | 7,967 | $12.00 | 100,133 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2016-11-03 | 165,110 | $0.00 | 165,110 | $2.90 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2016-11-03 | 165,110 | $0.00 | 165,110 | $0.00 |
| Class A Common Stock | Class B Common Stock( | Disposition | 2016-11-03 | 165,110 | $0.00 | 165,110 | $0.00 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2016-11-04 | 7,967 | $0.00 | 7,967 | $2.90 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2016-11-04 | 7,967 | $0.00 | 7,967 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2016-11-04 | 7,967 | $0.00 | 7,967 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,604,121 | 2023-05-31 | No | 4 | M | Direct | |
| 165,110 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 2,596,154 | 2023-05-31 | No | 4 | M | Direct | |
| 7,967 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- 25% of the shares subject to the option vested on May 6, 2014, and 1/48 of the shares vest monthly thereafter.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
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