Filing Details

Accession Number:
0001209191-16-148497
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-04 18:29:21
Reporting Period:
2016-11-04
Filing Date:
2016-11-04
Accepted Time:
2016-11-04 18:29:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092796 Smith & Wesson Holding Corp SWHC Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 870543688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1309339 F Michael Golden 2100 Roosevelt Avenue
Springfield MA 01104
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-04 54,200 $3.57 344,385 No 4 M Direct
Common Stock Disposition 2016-11-04 54,200 $27.00 290,185 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-11-04 54,200 $0.00 54,200 $3.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-07-12 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 Trading Plan dated September 9, 2016, as amended on September 29, 2016.
  2. One-third of the total number of options granted on July 12, 2011 vested and became exercisable on each of the first, second, and third anniversary of the date of grant.