Filing Details
- Accession Number:
- 0001554687-16-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-04 17:20:25
- Reporting Period:
- 2016-11-04
- Filing Date:
- 2016-11-04
- Accepted Time:
- 2016-11-04 17:20:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618921 | Walgreens Boots Alliance Inc. | WBA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554687 | Stefano Pessina | 24 Boulevard Du Tenao Monte Carlo O9 98000 | Executive Vice Chairman, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-11-04 | 2,000,000 | $81.41 | 142,992,525 | No | 4 | P | Indirect | By ASP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By ASP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 96,500 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $77.08 | 2019-02-12 | 2026-02-12 | 263,273 | 263,273 | Direct |
Common Stock | Employee Stock Option (right to buy) | $82.46 | 2019-11-01 | 2026-11-01 | 410,798 | 410,798 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-02-12 | 263,273 | 263,273 | Direct |
2026-11-01 | 410,798 | 410,798 | Direct |
Footnotes
- Shares underlying restricted stock units (including 2,892 shares underlying restricted stock units issued in lieu of dividends (through November 4, 2016) in connection with the award of 93,608 restricted stock units granted on January 15, 2015). The shares underlying these restricted stock units will vest on January 15, 2018, subject to the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended and the related award agreement.
- Shares of common stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NEWCIP S.A., which is 100% controlled by the Reporting Person.
- The option vests on February 12, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
- The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).