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Filing Details

Accession Number:: 0001179706-16-000487
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-03 18:46:12
Reporting Period:: 2016-11-02

Filing Date:: 2016-11-03
Accepted Time:: 2016-11-03 18:46:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1220078	Robert Youngjohns	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Evp And Gm, Hp Software	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-02	58,215	$22.02	58,215	No	4	M	Direct
Common Stock	Disposition	2016-11-02	30,378	$22.02	27,837	No	4	F	Direct
Common Stock	Acquisiton	2016-11-02	179,890	$14.49	207,727	No	4	M	Direct
Common Stock	Disposition	2016-11-02	179,890	$22.01	27,837	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-11-02	179,890	$0.00	179,890	$14.49
Common Stock	Restricted Stock Units	Acquisiton	2016-10-31	28	$0.00	28	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-10-31	43	$0.00	43	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-10-31	94	$0.00	94	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-11-02	58,215	$0.00	58,215	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2016-10-31	155	$0.00	155	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
359,781	2016-11-02	2023-11-02	No	4	M	Direct
12,175			No	4	A	Direct
18,075			No	4	A	Direct
39,799			No	4	A	Direct
116,426			No	4	M	Direct
63,902			No	4	A	Direct

Footnotes

The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/12/16.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.87 to $22.15. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/11/13 the reporting person was granted 19,300 restricted stock units ("RSUs"), 6,433 of which vested on 12/11/14, 6,433 of which vested early on 09/17/15, and 11,571 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 28.3224 dividend equivalent rights being reported reflect 28.3224 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
As previously reported, on 07/17/14, the reporting person was granted 29,045 RSUs, 9,681 of which vested on 07/17/15, 17,413 of which vested on 07/17/16, and 17,413 of which will vest on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 42.6219 dividend equivalent rights being reported reflect 42.6219 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
As previously reported, on 12/10/14 the reporting person was granted 32,120 RSUs, 10,706 of which vested early on 09/17/15, and 19,256 of which will vest on 12/10/16, and 19,257 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 94.2686 dividend equivalent rights being reported reflect 94.2686 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.
As previously reported, on 11/02/15 the reporting person was granted 172,533 RSUs, 57,511 of which vested on 11/02/16, 57,511 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 422.3104 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. The number of derivative securities in column 5 also includes 704 vested dividend equivalent rights accrued but not released since the grant date, and a de minimus adjustment of 0.4378 shares due to the rounding of fractional shares.
As previously reported, on 12/09/15 the reporting person was granted 63,131 RSUs, 21,043 of which will vest on 12/09/16, and 21,044 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 154.5263 dividend equivalent rights being reported reflect 154.5263 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16.