Filing Details
- Accession Number:
- 0001490906-16-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-03 17:14:07
- Reporting Period:
- 2016-11-01
- Filing Date:
- 2016-11-03
- Accepted Time:
- 2016-11-03 17:14:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490906 | Capitol Federal Financial Inc | CFFN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220299 | S Marilyn Ward | 700 South Kansas Avenue Topeka KS 66603 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Cffn Common Stock | Acquisiton | 2016-11-01 | 15,000 | $11.91 | 192,338 | No | 4 | M | Direct | |
| Cffn Common Stock | Disposition | 2016-11-01 | 15,000 | $14.49 | 177,338 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Cffn Common Stock | CFFN Non-qualified Stock Option | Disposition | 2016-11-01 | 15,000 | $11.91 | 15,000 | $11.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-05-14 | No | 4 | M | Direct |
Footnotes
- All options were vested.
Billionaire Hedge Funds
