Filing Details
- Accession Number:
- 0001225208-16-041132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-03 17:02:16
- Reporting Period:
- 2016-11-01
- Filing Date:
- 2016-11-03
- Accepted Time:
- 2016-11-03 17:02:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
55067 | Kellogg Co | K | Grain Mill Products (2040) | 380710690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397924 | T Paul Norman | One Kellogg Square P O Box 3599 Battle Creek MI 49016-3599 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2016-11-01 | 11,300 | $0.00 | 83,983 | No | 4 | A | Direct | |
Common | Disposition | 2016-11-01 | 5,278 | $75.21 | 78,705 | No | 4 | F | Direct | |
Common | Disposition | 2016-11-03 | 5,420 | $74.89 | 73,285 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 116 | Indirect | By 401(k) Profit Sharing Plan |
Footnotes
- Settlement of performance-based restricted stock units granted September 20, 2013, which vested November 1, 2016.
- Excludes dividends reinvested after January 1, 2016.
- Mr. Norman retained a portion of his performance-based restricted stock award, increasing his share ownership by approximately 602 shares.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.70 to $75.075, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.