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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015739	Aware Inc	AWRE	Services-Prepackaged Software (7372)	042911026

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1034005	Jr S John Stafford	350 N. Orleans Street Suite 2N Chicago IL 60654-1975		Yes	No	No	No
1496364	Yang Susan Stafford	C/O Ronin Capital, Llc 350 N. Orleans Street, Suite 2N Chicago IL 60654-1975		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-01	286,671	$5.23	321,671	No	4	P	Direct
Common Stock	Disposition	2016-11-01	286,671	$0.00	35,000	No	5	G	Direct
Common Stock	Acquisiton	2016-11-01	286,671	$0.00	286,671	No	5	G	Indirect	By Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	5	G	Direct
No	5	G	Indirect	By Revocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	275,899	Indirect	By Proxy

Footnotes

On November 1, 2016 John R. Stafford, Jr. and his spouse Susan Yang Stafford engaged in a series of private transactions for estate planning purposes with members of their immediate family and trusts controlled by them that resulted in the acquisition of 286,671 shares of common stock (the "Shares") of Aware, Inc. (the "Company") beneficially owned by a family trust (the "Family Trust"). In consideration of the Shares, Mr. & Mrs. Stafford contributed to the Family Trust cash consideration for the Shares based on the then fair market value of the shares.
Represents the average of the high and low prices for the Shares as reported on the Nasdaq Global Market on October 31, 2016.
On November 1, 2016, the Shares acquired by Mr. & Mrs. Stafford from the Family Trust were gifted to a revocable trust of Mr. Stafford (the "Revocable Trust").
Mr. Stafford holds proxies from the holders of 275,899 shares of common stock granting him the exclusive right to vote those shares of common stock. Mr. Stafford does not have the right to dispose of such shares of common stock nor does he have any pecuniary interest in such shares of common stock. Accordingly, pursuant to Rule 13d-4, Mr. Stafford disclaims beneficial ownership of the 275,899 shares of common stock that are the subject of these proxies.