Filing Details
- Accession Number:
- 0001225208-16-041088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-03 16:06:48
- Reporting Period:
- 2016-11-01
- Filing Date:
- 2016-11-03
- Accepted Time:
- 2016-11-03 16:06:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
29915 | Dow Chemical Co | DOW | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 381285128 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182047 | A James Bell | 2030 Dow Center Midland MI 48674 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2016-11-01 | 6,050 | $41.97 | 38,956 | No | 4 | M | Direct | |
Common | Disposition | 2016-11-01 | 1,336 | $53.80 | 37,620 | No | 4 | S | Direct | |
Common | Disposition | 2016-11-01 | 4,714 | $53.88 | 32,906 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-01 | 6,050 | $0.00 | 6,050 | $41.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-03-05 | 2017-03-05 | No | 4 | M | Direct |
Footnotes
- Award of stock with transfer restrictions under the 2003 Non-Employee Directors' Stock Incentive Plan in a transaction exempt under Rule 16b-3.