Home > Insider Trading > Filing (0001140361-16-084703)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428336	Healthequity Inc	HQY	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623681	Matthew Sydney	C/O Healthequity, Inc. 15 W. Scenic Pointe Dr., Ste. 100 Draper UT 84020	Exec Vp, Sales & Marketing	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-01	2,500	$14.00	2,600	No	4	M	Direct
Common Stock	Acquisiton	2016-11-01	5,000	$20.40	7,600	No	4	M	Direct
Common Stock	Acquisiton	2016-11-01	5,000	$0.80	12,600	No	4	M	Direct
Common Stock	Acquisiton	2016-11-01	12,500	$20.40	25,100	No	4	M	Direct
Common Stock	Disposition	2016-11-01	24,621	$32.51	479	No	4	S	Direct
Common Stock	Disposition	2016-11-01	379	$33.27	100	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2016-11-01	2,500	$0.00	2,500	$14.00
Common Stock	Stock Option (right to buy)	Disposition	2016-11-01	5,000	$0.00	5,000	$20.40
Common Stock	Stock Option (right to buy)	Disposition	2016-11-01	5,000	$0.00	5,000	$0.80
Common Stock	Stock Option (right to buy)	Disposition	2016-11-01	12,500	$0.00	12,500	$20.40

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2024-07-30	No	4	M	Direct
0	2024-11-01	No	4	M	Direct
0	2021-04-29	No	4	M	Direct
37,500	2024-11-01	No	4	M	Direct

Footnotes

The option exercise and subsequent sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.07 to $33.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.18 to $33.36, inclusive.
The option is immediately exercisable.
The options became exercisable in annual installments of 1,250 shares on April 29 in each of the years 2012, 2013, 2014 and 2015.
The options became exercisable as to 12,500 shares on November 1, 2015, and as to 12,500 shares on November 1, 2016. The option becomes exercisable as to the remaining 25,000 shares in two annual installments of 12,500 on November 1, 2017 and 2018.