Filing Details

Accession Number:
0000899243-16-032674
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-02 20:43:54
Reporting Period:
2016-10-31
Filing Date:
2016-11-02
Accepted Time:
2016-11-02 20:43:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052595 Red Lion Hotels Corp RLH Hotels & Motels (7011) 911032187
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645650 Hna Investment Management Llc 1180 Avenue Of The Americas, Suite 1910
New York NY 10036
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-10-31 0 $7.90 0 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. As described in additional detail below, the reporting person acquired Section 13 beneficial ownership of 500,000 shares of Common Stock, but has no pecuniary interest in those shares and therefore has not acquired them for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). Following this acquisition, the reporting person had Section 13 beneficial ownership of 3,738,401 shares of Common Stock but had no pecuniary interest in those shares and therefore no beneficial ownership for the purposes of Section 16.
  2. The reporting person acquired these shares on behalf of HNA RLH Investments LLC from Columbia Pacific Opportunity Fund, L.P., a Washington limited partnership, for a purchase price of $7.90 per share, pursuant to a stock purchase agreement dated as of October 31, 2016.