Filing Details
- Accession Number:
- 0000899243-16-032674
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 20:43:54
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 20:43:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1052595 | Red Lion Hotels Corp | RLH | Hotels & Motels (7011) | 911032187 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1645650 | Hna Investment Management Llc | 1180 Avenue Of The Americas, Suite 1910 New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-10-31 | 0 | $7.90 | 0 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- As described in additional detail below, the reporting person acquired Section 13 beneficial ownership of 500,000 shares of Common Stock, but has no pecuniary interest in those shares and therefore has not acquired them for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). Following this acquisition, the reporting person had Section 13 beneficial ownership of 3,738,401 shares of Common Stock but had no pecuniary interest in those shares and therefore no beneficial ownership for the purposes of Section 16.
- The reporting person acquired these shares on behalf of HNA RLH Investments LLC from Columbia Pacific Opportunity Fund, L.P., a Washington limited partnership, for a purchase price of $7.90 per share, pursuant to a stock purchase agreement dated as of October 31, 2016.