Filing Details
- Accession Number:
- 0001273902-16-000253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 18:51:58
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 18:51:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 772406 | Cirrus Logic Inc | CRUS | Semiconductors & Related Devices (3674) | 770024818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247137 | Arnold Scott Anderson | 800 West 6Th Street Austin TX 78701 | Vp & Gm Audio Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-31 | 1,200 | $23.34 | 15,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-31 | 1,200 | $55.36 | 13,932 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-31 | 5,000 | $15.41 | 18,932 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-31 | 5,000 | $54.34 | 13,932 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-31 | 8,847 | $16.25 | 22,779 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-31 | 8,847 | $54.34 | 13,932 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-31 | 6,153 | $16.25 | 20,085 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-31 | 6,153 | $54.35 | 13,932 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-01 | 8,660 | $23.34 | 22,592 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-01 | 8,660 | $55.00 | 13,932 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2016-10-31 | 6,153 | $0.00 | 6,153 | $16.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-10-31 | 5,000 | $0.00 | 5,000 | $15.41 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-10-31 | 8,847 | $0.00 | 8,847 | $16.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-10-31 | 1,200 | $0.00 | 1,200 | $23.34 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-01 | 8,660 | $0.00 | 8,660 | $23.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-10-06 | No | 4 | M | Direct | |
| 5,000 | 2021-10-05 | No | 4 | M | Direct | |
| 0 | 2020-10-06 | No | 4 | M | Direct | |
| 9,948 | 2023-10-02 | No | 4 | M | Direct | |
| 1,288 | 2023-10-02 | No | 4 | M | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 26, 2016.
- The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.11 to $55.60. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.
- The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.86 to $54.97. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.
- The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.92 to $54.97. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.
- The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.87 to $54.97. The reporting person will provide full information regarding the number of shares bought as each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request.
- The option vested on a 4-year schedule: 25% of the shares became exercisable on 10/06/2011; the remaining 75% of the shares vested at a rate of 1/36th per month over the following 36 months so that the option was fully vested and exercisable on 10/06/2014. Only vested shares can be exercised under this option.
- The option vested on a 4-year schedule: 25% of the shares became exercisable on 10/05/2012; the remaining 75% of the shares vested at a rate of 1/36th per month over the following 36 months so that the option was fully vested and exercisable on 10/05/2015. Only vested shares can be exercised under this option.
- The option vests on a 4-year schedule: 25% of the shares became exercisable on 10/02/2014; the remaining 75% of the shares will vest at a rate of 1/36th per month over the following 36 months so that the option will be fully vested and exercisable on 10/02/2017. Only vested shares can be exercised under this option.
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