Filing Details
- Accession Number:
- 0001209191-16-148009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 17:35:05
- Reporting Period:
- 2016-11-01
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 17:35:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849399 | Symantec Corp | SYMC | Services-Prepackaged Software (7372) | 770181864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679815 | David Michael Fey | 350 Ellis Street Mountain View CA 94043 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-01 | 13,214 | $1.69 | 288,953 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-01 | 13,214 | $25.13 | 275,739 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-11-01 | 13,214 | $0.00 | 13,214 | $1.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,859 | 2016-08-01 | 2025-05-22 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $6.73 | 2025-09-09 | 2,601,625 | 2,601,625 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-09-09 | 2,601,625 | 2,601,625 | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016.
- Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
- Represents the weighted average sales price per share. The shares sold at prices ranging from $25.055 to $25.185 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.
- No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.
Billionaire Hedge Funds
