Filing Details
- Accession Number:
- 0001209191-16-148000
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 17:27:41
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 17:27:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887733 | Central Garden & Pet Co | CENT | Wholesale-Miscellaneous Nondurable Goods (5190) | 680275553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1489054 | John Ranelli | C/O Central Garden &Amp; Pet Company 1340 Treat Boulevard, Suite 600 Walnut Creek CA 94597 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-10-31 | 156,903 | $12.50 | 421,607 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-10-31 | 135,770 | $22.71 | 285,837 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2016-10-31 | 156,903 | $15.00 | 442,740 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-10-31 | 140,945 | $22.71 | 301,795 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2016-11-01 | 628 | $22.83 | 638 | No | 4 | S | Indirect | By John R. Ranelli Trust |
Common Stock | Disposition | 2016-11-01 | 7,258 | $23.73 | 81,863 | No | 4 | S | Indirect | By John R. Ranelli Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Indirect | By John R. Ranelli Trust |
No | 4 | S | Indirect | By John R. Ranelli Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2016-10-31 | 156,903 | $0.00 | 156,903 | $12.50 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2016-10-31 | 156,903 | $0.00 | 156,903 | $15.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,302 | 2019-02-11 | No | 4 | M | Direct | |
52,302 | 2019-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 96,379 | Direct |
Footnotes
- Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
- Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- The range of prices for the shares of Class A Common Stock is from $22.67 to $23.14. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- Mr. Ranelli disclaims beneficial ownership of the shares of the Company's Common Stock and Class A Common Stock owned by the John R. Ranelli Trust Dated 12/24/97 except to the extent of his pecuniary interest therein.
- The range of prices for the shares of Common Stock is from $23.46 to $24.16. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The option vests in four equal annual installments beginning February 11, 2013.