Filing Details
- Accession Number:
- 0000937556-16-000405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 17:22:39
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 17:22:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1406493 | Anand Sampath | C/O Masimo Corporation 52 Discovery Irvine CA 92618 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-31 | 23,171 | $14.22 | 23,171 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-31 | 23,171 | $55.12 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-10-31 | 28,174 | $14.22 | 28,174 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-31 | 28,174 | $55.00 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-11-01 | 13,655 | $14.22 | 13,655 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-11-01 | 13,655 | $55.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2016-10-31 | 51,345 | $0.00 | 51,345 | $14.22 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2016-11-01 | 13,655 | $0.00 | 13,655 | $14.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,655 | 2008-04-13 | 2017-04-13 | No | 4 | M | Direct |
10,000 | 2008-04-13 | 2017-04-13 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of September 16, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $55.00 per share to a high of $56.15 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option was granted on April 13, 2007 and is exercisable as the option vested. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.