Filing Details
- Accession Number:
- 0001354488-16-008453
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 16:27:43
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 16:27:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 857005 | Ptc Inc. | PTC | Services-Prepackaged Software (7372) | 042866152 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186555 | E James Heppelmann | Ptc Inc. 140 Kendrick Street Needham MA 02494 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-11-01 | 17,175 | $46.24 | 561,006 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-01 | 7,825 | $46.94 | 553,181 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2016-10-31 | 79,047 | $0.00 | 79,047 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 79,047 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
- This transaction was executed in multiple trades at prices ranging from $45.79 to $46.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $46.70 to $47.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- Service-based restricted stock units that vest in three substantially equal installments on each of November 15, 2017, 2018 and 2019.
- This amount represents the total number of derivative securities beneficially owned of the class shown.
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