Filing Details
- Accession Number:
- 0001144204-16-131064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 14:22:44
- Reporting Period:
- 2016-11-01
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 14:22:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 897802 | Special Opportunities Fund Inc. | SPE | (0) | 133702911 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222911 | Gerald Hellerman | 5431 Nw 21St Avenue Boca Raton FL 33496 | Cco And Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-01 | 3,000 | $14.16 | 11,899 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,388 | Indirect | By Spouse's IRA |
Footnotes
- The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
Billionaire Hedge Funds
