Filing Details

Accession Number:
0001141391-16-000242
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-02 12:52:44
Reporting Period:
2016-10-31
Filing Date:
2016-11-02
Accepted Time:
2016-11-02 12:52:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141391 Mastercard Inc MA Services-Business Services, Nec (7389) 134172551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1663082 Craig Vosburg 2000 Purchase Street
Purchase NY 10577
President, North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-10-31 10,120 $42.04 39,837 No 4 M Direct
Class A Common Stock Acquisiton 2016-10-31 5,640 $24.04 45,477 No 4 M Direct
Class A Common Stock Disposition 2016-10-31 13,360 $107.14 32,117 No 4 S Direct
Class A Common Stock Disposition 2016-10-31 2,200 $107.76 29,917 No 4 S Direct
Class A Common Stock Disposition 2016-10-31 200 $108.74 29,717 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right ro buy) Disposition 2016-10-31 5,640 $24.04 5,640 $24.04
Class A Common Stock Employee Stock Option (right ro buy) Disposition 2016-10-31 10,120 $42.04 10,120 $42.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-01 No 4 M Direct
0 2022-03-01 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on August 30, 2016.
  2. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $106.53 to $107.5089. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $107.5345 to $108.4000. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
  4. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $108.6521 to $108.8300. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
  5. The Reporting Person was awarded 5,640 employee stock options on March 1, 2011, which vested in four equal installments beginning on March 1, 2012.
  6. The Reporting Person was awarded 10,120 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.