Filing Details
- Accession Number:
- 0001141391-16-000242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 12:52:44
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 12:52:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1663082 | Craig Vosburg | 2000 Purchase Street Purchase NY 10577 | President, North America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-10-31 | 10,120 | $42.04 | 39,837 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2016-10-31 | 5,640 | $24.04 | 45,477 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-10-31 | 13,360 | $107.14 | 32,117 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-10-31 | 2,200 | $107.76 | 29,917 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2016-10-31 | 200 | $108.74 | 29,717 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2016-10-31 | 5,640 | $24.04 | 5,640 | $24.04 |
Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2016-10-31 | 10,120 | $42.04 | 10,120 | $42.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-03-01 | No | 4 | M | Direct | |
0 | 2022-03-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on August 30, 2016.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $106.53 to $107.5089. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $107.5345 to $108.4000. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $108.6521 to $108.8300. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- The Reporting Person was awarded 5,640 employee stock options on March 1, 2011, which vested in four equal installments beginning on March 1, 2012.
- The Reporting Person was awarded 10,120 employee stock options on March 1, 2012, which vested in four equal installments beginning on March 1, 2013.