Filing Details
- Accession Number:
- 0001127602-16-065805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 10:54:25
- Reporting Period:
- 2016-11-01
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 10:54:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1523751 | A. John Utz | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2016-11-01 | 4,178 | $14.02 | 48,468 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-01 | 4,178 | $20.04 | 44,290 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2016-11-01 | 12,355 | $17.02 | 56,645 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-01 | 5,526 | $20.05 | 51,119 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-01 | 6,729 | $20.06 | 44,390 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2016-11-01 | 100 | $20.08 | 44,290 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-11-01 | 4,178 | $0.00 | 4,178 | $14.02 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-11-01 | 12,355 | $0.00 | 12,355 | $17.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,659 | 2023-01-22 | No | 4 | M | Direct | |
| 14,755 | 2024-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 9,366 | Indirect | 401(k) Plan |
Footnotes
- Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
- Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
Billionaire Hedge Funds
