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Home > Insider Trading > Filing (0001209191-16-147772)

Filing Details

Accession Number:: 0001209191-16-147772
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-02 10:36:52
Reporting Period:: 2016-10-31

Filing Date:: 2016-11-02
Accepted Time:: 2016-11-02 10:36:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1393726	Tiptree Financial Inc.	TIPT	Insurance Agents, Brokers & Service (6411)	383754322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1498811	Gene Michael Barnes	C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-10-31	1,400	$5.75	3,748,891	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-31	600	$5.80	3,749,491	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-10-31	500	$5.85	3,749,991	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-11-01	1,839	$5.85	3,751,830	No	4	P	Direct
Class A Common Stock	Acquisiton	2016-11-01	661	$5.75	3,752,491	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Purchases pursuant to a Rule 10b5-1 trading plan.