Filing Details
- Accession Number:
- 0000884905-16-000180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-02 08:09:02
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-02
- Accepted Time:
- 2016-11-02 08:09:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884905 | Praxair Inc | PX | Industrial Inorganic Chemicals (2810) | 061249050 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595290 | K Anne Roby | C/O Praxair, Inc. 39 Old Ridgebury Road Danbury CT 06810-5113 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-31 | 5,103 | $83.89 | 19,337 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-31 | 5,103 | $117.37 | 14,234 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-10-31 | 2,897 | $83.89 | 17,131 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-10-31 | 12,000 | $83.89 | 29,131 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-31 | 12,000 | $117.41 | 17,131 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2016-10-31 | 5,103 | $0.00 | 5,103 | $83.89 |
Common Stock | Stock Option (right to buy) | Disposition | 2016-10-31 | 2,897 | $0.00 | 2,897 | $83.89 |
Common Stock | Stock Option (right to buy) | Disposition | 2016-10-31 | 12,000 | $0.00 | 12,000 | $83.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,897 | 2009-02-26 | 2018-02-26 | No | 4 | M | Direct |
0 | 2009-02-26 | 2018-02-26 | No | 4 | M | Direct |
0 | 2009-02-26 | 2018-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 898 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $76.16 | 2011-02-23 | 2020-02-23 | 10,230 | 10,230 | Direct |
Common Stock | Stock Option (right to buy) | $97.84 | 2012-02-22 | 2021-02-22 | 13,195 | 13,195 | Direct |
Common Stock | Stock Option (right to buy) | $109.68 | 2013-02-28 | 2022-02-28 | 18,430 | 18,430 | Direct |
Common Stock | Stock Option (right to buy) | $110.58 | 2014-02-26 | 2023-02-26 | 15,790 | 15,790 | Direct |
Common Stock | Stock Option (right to buy) | $128.80 | 2015-02-25 | 2024-02-25 | 19,900 | 19,900 | Direct |
Common Stock | Stock Option (right to buy) | $128.38 | 2016-02-24 | 2025-02-24 | 26,490 | 26,490 | Direct |
Common Stock | Stock Option (right to buy) | $102.22 | 2017-02-23 | 2026-02-23 | 49,405 | 49,405 | Direct |
Common Stock | Deferred Stock | $0.00 | 4,071 | 4,071 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-02-23 | 10,230 | 10,230 | Direct |
2021-02-22 | 13,195 | 13,195 | Direct |
2022-02-28 | 18,430 | 18,430 | Direct |
2023-02-26 | 15,790 | 15,790 | Direct |
2024-02-25 | 19,900 | 19,900 | Direct |
2025-02-24 | 26,490 | 26,490 | Direct |
2026-02-23 | 49,405 | 49,405 | Direct |
4,071 | 4,071 | Direct |
Footnotes
- The $117.37 price reported is the weighted average sale price. The sale prices ranged from $117.30 to $117.415 per share. Upon request of the SEC Staff, Praxair, Inc. or a security holder of Praxair, Inc., the reporting person will provide full information regarding the number of shares sold at each separate price.
- The $117.41 price reported is the weighted average sale price. The sale prices ranged from $117.30 to $117.60 per share. Upon request of the SEC Staff, Praxair, Inc. or a security holder of Praxair, Inc., the reporting person will provide full information regarding the number of shares sold at each separate price.
- This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- This option vests over three years in three consecutive equal annual installments beginning on February 25, 2015.
- This option vests over three years in three consecutive equal annual installments beginning on February 24, 2016.
- This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
- Conversion to Praxair Common Stock is on a 1-for-1 basis.
- Deferred stock units acquired under the Praxair, Inc. Compensation Deferral Plan as amended ("Deferral Plan") and are to be settled in Praxair Common Stock.