Filing Details

Accession Number:
0001562180-16-003337
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-01 21:16:01
Reporting Period:
2016-10-28
Filing Date:
2016-11-01
Accepted Time:
2016-11-01 21:16:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519244 John China
3005 Tasman Drive
Santa Clara CA 95054
Head Of Relationship Banking No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-30 214 $95.16 9,188 No 5 A Direct
Common Stock Acquisiton 2016-10-28 1,200 $49.18 10,388 No 4 M Direct
Common Stock Disposition 2016-10-28 1,200 $124.40 9,188 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2016-10-28 1,200 $0.00 1,200 $49.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
655 2017-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,544 Indirect By 401(k)/ESOP
Footnotes
  1. These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  2. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 2, 2016.
  3. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2016.
  4. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.