Filing Details
- Accession Number:
- 0001562180-16-003337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-01 21:16:01
- Reporting Period:
- 2016-10-28
- Filing Date:
- 2016-11-01
- Accepted Time:
- 2016-11-01 21:16:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519244 | John China | 3005 Tasman Drive Santa Clara CA 95054 | Head Of Relationship Banking | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-30 | 214 | $95.16 | 9,188 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2016-10-28 | 1,200 | $49.18 | 10,388 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-10-28 | 1,200 | $124.40 | 9,188 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2016-10-28 | 1,200 | $0.00 | 1,200 | $49.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
655 | 2017-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,544 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 2, 2016.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2016.
- Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.