Filing Details
- Accession Number:
- 0001040470-16-000147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-01 19:49:59
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-01
- Accepted Time:
- 2016-11-01 19:49:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040470 | Aehr Test Systems | AEHR | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942424084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254638 | Kunio Sano | Aehr Test Systems 400 Kato Terrace Fremont CA 94539 | President Of Aehr Test-Japan | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-31 | 3,440 | $1.25 | 3,440 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-31 | 2,500 | $3.46 | 940 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-31 | 788 | $3.47 | 152 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-31 | 152 | $3.48 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-01 | 6,560 | $1.25 | 6,560 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-01 | 1,560 | $3.47 | 5,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-01 | 2,500 | $3.48 | 2,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-01 | 2,500 | $3.49 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2016-10-31 | 3,440 | $0.00 | 3,440 | $1.25 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2016-11-01 | 6,560 | $0.00 | 6,560 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,560 | 2011-08-08 | 2018-07-08 | No | 4 | M | Direct |
| 15,000 | 2011-08-08 | 2018-07-08 | No | 4 | M | Direct |
Footnotes
- One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.
Billionaire Hedge Funds
