Filing Details
- Accession Number:
- 0001209191-16-147737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-01 19:41:56
- Reporting Period:
- 2016-10-28
- Filing Date:
- 2016-11-01
- Accepted Time:
- 2016-11-01 19:41:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817720 | Synaptics Inc | SYNA | Services-Computer Programming Services (7371) | 770118518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215708 | D Kevin Barber | 1251 Mckay Drive San Jose CA 95131 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-28 | 8,200 | $0.00 | 25,652 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-10-31 | 751 | $52.12 | 24,901 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2016-10-31 | 1,429 | $0.00 | 26,330 | No | 4 | A | Direct | |
Common Stock | Disposition | 2016-10-31 | 537 | $52.12 | 25,793 | No | 4 | F | Direct | |
Common Stock | Disposition | 2016-10-31 | 7,693 | $52.12 | 18,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-10-31 | 200 | $52.58 | 17,900 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-11-01 | 5,701 | $52.31 | 12,199 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2016-10-28 | 5,150 | $0.00 | 5,150 | $52.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,150 | 2023-10-28 | No | 4 | A | Direct |
Footnotes
- One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2016, until fully vested on 10/31/2019.
- Includes 248 shares acquired under the Issuer's employee stock purchase plan in November 2015 and 171 shares acquired under the Issuer's employee stock purchase plan in May 2016.
- Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.
- Reflects shares released October 31, 2016 in connection with the vesting of performance-based market stock units granted on October 28, 2013.
- Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.
- The shares were sold pursuant to a 10b5-1 Trading Plan dated August 18, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.49 to $52.47,inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.57 to $52.58,inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 33% of the total number of shares subject to the option shall vest and become exercisable one year following the vesting commencement date of 10/28/2016, with the remaining 2/3rds vesting quarterly until fully vested on October 28, 2019.