Filing Details
- Accession Number:
- 0001140361-16-084417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-01 17:36:28
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-01
- Accepted Time:
- 2016-11-01 17:36:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347858 | 22Nd Century Group Inc. | XXII | Cigarettes (2111) | 980468420 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1508751 | Robert Michael Moynihan | 9530 Main Street Clarence NY 14031 | Vice President Of R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-10-31 | 100,000 | $1.28 | 888,934 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $0.82 | 2016-04-29 | 2026-04-29 | 90,000 | 90,000 | Direct |
Common Stock | Warrant to Purchase | $0.60 | 2012-05-15 | 2017-05-15 | 150,000 | 150,000 | Direct |
Common Stock | Stock Option | $0.69 | 2012-05-18 | 2022-05-18 | 100,000 | 100,000 | Direct |
Common Stock | Stock Option | $0.80 | 2013-02-25 | 2023-02-25 | 75,000 | 75,000 | Direct |
Common Stock | Stock Option | $0.96 | 2016-02-16 | 2025-02-16 | 194,529 | 194,529 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-04-29 | 90,000 | 90,000 | Direct |
2017-05-15 | 150,000 | 150,000 | Direct |
2022-05-18 | 100,000 | 100,000 | Direct |
2023-02-25 | 75,000 | 75,000 | Direct |
2025-02-16 | 194,529 | 194,529 | Direct |
Footnotes
- Shares sold pursuant to Rule 10b5-1 trading plan maintained by the Reporting Person.
- The price reported in Column 4 is a weighted average price. The shares were old in multiple transactions at prices ranging from $1.25 to $1.34, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of shares sold at each separate price within the range set forth herein.