Filing Details
- Accession Number:
- 0001225208-16-040947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-01 17:02:36
- Reporting Period:
- 2016-10-28
- Filing Date:
- 2016-11-01
- Accepted Time:
- 2016-11-01 17:02:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 783005 | Emmis Communications Corp | EMMS | Radio Broadcasting Stations (4832) | 351542018 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1001748 | H Jeffrey Smulyan | 40 Monument Circle Suite 700 Indianapolis IN 46204 | Chairman,Ceo | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-10-28 | 3,900 | $2.80 | 109,534 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-10-28 | 3,900 | $3.70 | 105,634 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-01 | 6,561 | $0.00 | 112,195 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2016-11-01 | 3,023 | $3.40 | 109,172 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option Right To Buy | Disposition | 2016-10-28 | 3,900 | $0.00 | 3,900 | $2.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,649 | 2013-03-01 | 2022-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,720 | Indirect | By 401(k) Plan |
| Class A Common Stock | 2,780 | Indirect | By Trusts for Children |
Footnotes
- The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock.
- Total number of shares withheld to satisfy tax withholding obligations.
Billionaire Hedge Funds
