Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001126328-16-000590)

Filing Details

Accession Number:: 0001126328-16-000590
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-01 12:02:04
Reporting Period:: 2016-10-28

Filing Date:: 2016-11-01
Accepted Time:: 2016-11-01 12:02:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126328	Principal Financial Group Inc	PFG	Accident & Health Insurance (6321)	421520346

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1565742	Mark Timothy Dunbar	711 High Street Des Moines IA 50392	Evp & Chief Investment Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-10-28	6,704	$11.07	51,889	No	4	M	Direct
Common Stock	Disposition	2016-10-28	6,704	$55.00	45,185	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-10-28	6,704	$0.00	6,704	$11.07

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-02-24	2019-02-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	114	Indirect	By Spouse

Footnotes

Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015.
Includes 4,069 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.