Filing Details
- Accession Number:
- 0001127602-16-065592
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-01 11:02:23
- Reporting Period:
- 2016-10-28
- Filing Date:
- 2016-11-01
- Accepted Time:
- 2016-11-01 11:02:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 721994 | Lakeland Financial Corp | LKFN | State Commercial Banks (6022) | 351559596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189382 | M David Findlay | 2828 E. Prestwick Rd Winona Lake IN 46590 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-28 | 15,000 | $0.00 | 117,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-28 | 8,200 | $36.50 | 109,775 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-10-28 | 15,000 | $0.00 | 15,000 | $16.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-14 | 2018-05-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 21,732 | Indirect | 401(k) Plan |
| Common Stock | 3,000 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 2017-02-01 | 2017-02-01 | 18,000 | 18,000 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2018-02-01 | 2018-02-01 | 18,000 | 18,000 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 2019-02-01 | 2019-02-01 | 18,000 | 18,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-02-01 | 18,000 | 18,000 | Direct |
| 2018-02-01 | 18,000 | 18,000 | Direct |
| 2019-02-01 | 18,000 | 18,000 | Direct |
Footnotes
- The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.
- Each Restricted Stock Unit exercises into 1 share of Common Stock.
- Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.
Billionaire Hedge Funds
