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Filing Details

Accession Number:: 0001140361-16-084223
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-31 18:20:58
Reporting Period:: 2016-10-27

Filing Date:: 2016-10-31
Accepted Time:: 2016-10-31 18:20:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1125920	Shutterfly Inc	SFLY	Services-Photofinishing Laboratories (7384)	943330068

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1229672	W Michael Pope	C/O Shutterfly, Inc. 2800 Bridge Parkway CA 94065	Chief Financial Officer & Svp	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-10-27	17,500	$0.00	17,500	No	4	M	Direct
Common Stock	Acquisiton	2016-10-27	17,500	$0.00	35,000	No	4	M	Direct
Common Stock	Disposition	2016-10-28	6,614	$46.90	28,386	No	4	S	Direct
Common Stock	Disposition	2016-10-28	11	$46.78	28,375	No	4	S	Direct
Common Stock	Disposition	2016-10-28	9,024	$46.90	19,351	No	4	S	Direct
Common Stock	Disposition	2016-10-28	14	$46.81	19,337	No	4	S	Direct
Common Stock	Disposition	2016-10-31	10,189	$48.57	9,148	No	4	S	Direct
Common Stock	Disposition	2016-10-31	9,148	$48.89	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2016-10-27	17,500	$0.00	17,500	$0.00
Common Stock	Restricted Stock Units	Disposition	2016-10-27	17,500	$0.00	17,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
52,500			No	4	M	Direct
52,500			No	4	M	Direct

Footnotes

Vesting of restricted stock units ("RSUs") granted to the Reporting Person on October 27, 2015, as previously reported in a Form 3 filed by the Reporting Person on November 16, 2015.
Vesting of performance-based RSUs granted to the Reporting Person on October 27, 2015, as previously reported on a Form 3 filed by the Reporting Person on November 16, 2015.
Represents shares sold by the Reporting Person to cover taxes due upon the vesting and settlement of the RSU's. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this row for any reason other than to cover required taxes.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2016.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $47.80 to $48.7928 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $48.8096 to $49.00 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
The RSUs vest in 4 equal annual installments, subject to the Reporting Person's continuous service to the Issuer through each such vesting date, with the first installment to vest on October 27, 2016. Each RSU represent a contingent right to receive one (1) share of Issuer common stock upon settlement for no consideration.
These RSUs were previously reported as performance-based RSUs in a Form 3 filed by the Reporting Person on November 16, 2015. The RSUs vest in 4 equal annual installments, subject to achievement of the applicable performance objectives, with the first installment to vest on October 27, 2016. Each RSU represent a contingent right to receive one (1) share of Issuer common stock upon settlement for no consideration.