Filing Details
- Accession Number:
- 0001122904-16-000405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-31 18:17:11
- Reporting Period:
- 2016-10-28
- Filing Date:
- 2016-10-31
- Accepted Time:
- 2016-10-31 18:17:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1345082 | Marie Christine Gorjanc | C/O Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-28 | 24,697 | $31.31 | 100,101 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-28 | 8,750 | $31.28 | 108,851 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-31 | 303 | $31.31 | 109,154 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-31 | 11,250 | $32.52 | 120,404 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-28 | 24,697 | $50.17 | 95,707 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-28 | 8,750 | $50.81 | 86,957 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-28 | 5,304 | $50.81 | 81,653 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-31 | 303 | $50.08 | 81,350 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-31 | 11,250 | $50.07 | 70,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-28 | 24,697 | $0.00 | 24,697 | $31.31 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-31 | 303 | $0.00 | 303 | $31.31 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-31 | 11,250 | $0.00 | 11,250 | $32.52 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-10-28 | 8,750 | $0.00 | 8,750 | $31.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 303 | 2022-06-06 | No | 4 | M | Direct | |
| 0 | 2022-06-06 | No | 4 | M | Direct | |
| 18,750 | 2024-06-03 | No | 4 | M | Direct | |
| 21,250 | 2025-06-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $29.23 | 2017-01-12 | 0 | 0 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $28.79 | 2018-01-11 | 24,000 | 24,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 25,000 | 25,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $33.15 | 2021-04-26 | 6,000 | 6,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | 30,000 | 30,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | 35,000 | 35,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-12 | 0 | 0 | Direct |
| 2018-01-11 | 24,000 | 24,000 | Direct |
| 2021-02-03 | 25,000 | 25,000 | Direct |
| 2021-04-26 | 6,000 | 6,000 | Direct |
| 2023-05-16 | 30,000 | 30,000 | Direct |
| 2026-03-24 | 35,000 | 35,000 | Direct |
Footnotes
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.
- The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
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