Filing Details
- Accession Number:
- 0001246360-16-007022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-31 12:42:10
- Reporting Period:
- 2016-10-28
- Filing Date:
- 2016-10-31
- Accepted Time:
- 2016-10-31 12:42:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1669193 | Rowe Thomas Wright | 450 Park Avenue 5Th Floor New York NY 10022 | Director Of Equities | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-10-28 | 7,500 | $5.75 | 334,406 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The range of prices for the common shares is from 5.72 to 5.7797. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.