Filing Details
- Accession Number:
- 0001209191-16-147348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-28 18:09:15
- Reporting Period:
- 2016-10-26
- Filing Date:
- 2016-10-28
- Accepted Time:
- 2016-10-28 18:09:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1401708 | Nanostring Technologies Inc | NSTG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134570 | Jr P Charles Waite | C/O Ovp Venture Partners 1616 Eastlake Ave. E., Suite 208 Seattle WA 98102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-10-26 | 103,404 | $8.45 | 630,513 | No | 4 | X | Indirect | See footnote |
Common Stock | Disposition | 2016-10-26 | 42,489 | $20.56 | 588,024 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to Buy) | Disposition | 2016-10-26 | 103,404 | $0.00 | 103,404 | $8.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-07-01 | 2018-11-01 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,707 | Direct |
Footnotes
- 375,340 of these shares are owned by OVP Venture Partners VI, L.P., 254,404 of these shares are owned by OVP Venture Partners VII, L.P., and 769 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
- OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
- On October 26, 2016, the reporting person exercised warrants to purchase an aggregate of 103,404 shares of the Issuer's common stock for $8.45 per share. The reporting person paid the exercise price on a cashless basis, resulting in Issuer's withholding of 42,489 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 60,915 shares.
- 375,340 of these shares are owned by OVP Venture Partners VI, L.P., 211,915 of these shares are owned by OVP Venture Partners VII, L.P., and 769 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.