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Home > Insider Trading > Filing (0001126328-16-000589)

Filing Details

Accession Number:: 0001126328-16-000589
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-28 17:35:23
Reporting Period:: 2016-10-28

Filing Date:: 2016-10-28
Accepted Time:: 2016-10-28 17:35:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126328	Principal Financial Group Inc	PFG	Accident & Health Insurance (6321)	421520346

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1166872	E Karen Shaff	711 High Street Des Moines IA 50392	Evp, Gen'l Counsel, Secretary	No	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-10-28	12,832	$55.00	81,484	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,801	Indirect	By Spouse
Common Stock	500	Indirect	By Immediate Family Member's IRA

Footnotes

Pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 3, 2016.
Includes 7,276 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.