Filing Details
- Accession Number:
- 0001209191-16-147339
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-28 17:21:24
- Reporting Period:
- 2016-10-26
- Filing Date:
- 2016-10-28
- Accepted Time:
- 2016-10-28 17:21:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512673 | Square Inc. | SQ | Services-Prepackaged Software (7372) | 800429876 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1570658 | Sarah Friar | 1455 Market Street Suite 600 San Francisco CA 94103 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2016-10-26 | 2,704 | $11.05 | 111,698 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2016-08-09 | 523,135 | $0.00 | 523,135 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2016-08-09 | 523,135 | $0.00 | 523,135 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
825,634 | No | 5 | G | Indirect | ||
523,135 | No | 5 | G | Indirect |
Footnotes
- Represents the number of shares automatically sold upon vesting of restricted stock units to cover tax withholding obligations.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- The shares are held of record by The Sarah Friar 2015 GRAT, dated August 6, 2015, for which the Reporting Person serves as a trustee.
- The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust.