Filing Details

Accession Number:
0001209191-16-147339
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-28 17:21:24
Reporting Period:
2016-10-26
Filing Date:
2016-10-28
Accepted Time:
2016-10-28 17:21:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512673 Square Inc. SQ Services-Prepackaged Software (7372) 800429876
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570658 Sarah Friar 1455 Market Street
Suite 600
San Francisco CA 94103
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-10-26 2,704 $11.05 111,698 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2016-08-09 523,135 $0.00 523,135 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2016-08-09 523,135 $0.00 523,135 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
825,634 No 5 G Indirect
523,135 No 5 G Indirect
Footnotes
  1. Represents the number of shares automatically sold upon vesting of restricted stock units to cover tax withholding obligations.
  2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  3. The shares are held of record by The Sarah Friar 2015 GRAT, dated August 6, 2015, for which the Reporting Person serves as a trustee.
  4. The shares are held of record by David Riley and Sarah Friar Revocable Trust dated August 11, 2006 (Revocable Trust), for which the Reporting Person serves as a trustee. The Reporting Person has sole dispositive power and voting control over the shares of the Issuer held by the Revocable Trust.