Filing Details
- Accession Number:
- 0000909791-16-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-28 17:17:25
- Reporting Period:
- 2016-10-27
- Filing Date:
- 2016-10-28
- Accepted Time:
- 2016-10-28 17:17:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909791 | Ultratech Inc | UTEK | Special Industry Machinery, Nec (3559) | 943169580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 939376 | W Arthur Zafiropoulo | 3050 Zanker Road San Jose CA 95134 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-10-27 | 21,081 | $21.86 | 796,387 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Represents the weighted average sale price per share. The actual sale prices ranged from a low of $21.76 per share to a high of $22.20 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Includes (i) 52,000 shares and (ii) 38,000 shares, each subject to RSUs granted in 2013 and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2017 or 2018, respectively, for the 2 monthly installments that vest in the final year).
Billionaire Hedge Funds
