Filing Details
- Accession Number:
- 0001225208-16-040808
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-28 16:39:28
- Reporting Period:
- 2016-10-26
- Filing Date:
- 2016-10-28
- Accepted Time:
- 2016-10-28 16:39:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1281761 | Regions Financial Corp | RF | National Commercial Banks (6021) | 630589368 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509493 | D. William Ritter | P. O. Box 10247 Birmingham AL 35202-0247 | Sevp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-26 | 181,935 | $3.29 | 321,691 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-26 | 69,410 | $10.73 | 252,281 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-26 | 112,525 | $10.73 | 139,756 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-10-26 | 181,935 | $0.00 | 181,935 | $3.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-24 | 2019-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 966 | Indirect | By 401(k) |
| Common Stock | 989 | Indirect | By Spouse IRA |
| Common Stock (Phantom Stock) | 1,472 | Indirect | Indirect - By 401 (k) Supplemental Plan |
Footnotes
- Price per share of shares withheld and sold, representing payment of exercise price of nonqualified options and associated tax liability. Valued at execution price.
- Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.
Billionaire Hedge Funds
