Filing Details
- Accession Number:
- 0001225208-16-040801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-28 12:30:38
- Reporting Period:
- 2016-10-26
- Filing Date:
- 2016-10-28
- Accepted Time:
- 2016-10-28 12:30:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276501 | R Joseph Martinetto | 211 Main Street San Francisco CA 94105 | Senior Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-26 | 80,000 | $17.38 | 226,211 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-26 | 80,000 | $32.16 | 146,211 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-27 | 122,920 | $19.36 | 269,131 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-10-27 | 46,507 | $17.38 | 315,638 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-27 | 46,507 | $32.22 | 269,131 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-27 | 122,920 | $32.22 | 146,211 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-10-26 | 80,000 | $0.00 | 80,000 | $17.38 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-10-27 | 46,507 | $0.00 | 46,507 | $17.38 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-10-27 | 122,920 | $0.00 | 122,920 | $19.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,507 | 2010-11-02 | 2019-11-02 | No | 4 | M | Direct |
| 0 | 2010-11-02 | 2019-11-02 | No | 4 | M | Direct |
| 0 | 2009-11-03 | 2018-11-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 611 | Indirect | by ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.13 to $32.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $32.031 to $32.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
